Cascade Inequalities for Forced–Dissipated Geostrophic Turbulence

Analysis of spectral kinetic energy fluxes in satellite altimetry data has demonstrated that an inverse cascade of kinetic energy is ubiquitous in the ocean. In geostrophic turbulence models, a fully developed inverse cascade results in barotropic eddies with large horizontal scales. However, midocean eddies contain substantial energy in the baroclinic mode and in compact horizontal scales (scales comparable to the deformation radius Ld). This paper examines the possibility that relatively strong bottom friction prevents the oceanic cascade from becoming fully developed. The importance of the vertical structure of friction is demonstrated by contrasting numerical simulations of two-layer quasigeostrophic turbulence forced by a baroclinically unstable mean flow and damped by bottom Ekman friction with turbulence damped by vertically symmetric Ekman friction (equal decay rates in the two layers). “Cascade inequalities” derived from the energy and enstrophy equations are used to interpret the numerical results. In the symmetric system, the inequality formally requires a cascade to large-scale barotropic flow, independent of the stratification. The inequality is less strict when friction is in the bottom layer only, especially when stratification is surface intensified. Accordingly, model runs with surface-intensified stratification and relatively strong bottom friction retain substantial small-scale baroclinic energy. Altimetric data show that the symmetric inequality is violated in the low- and midlatitude ocean, again suggesting the potential impact of the “bottomness” of friction on eddies. Inequalities developed for multilayer turbulence suggest that high baroclinic modes in the mean shear also enhance small-scale baroclinic eddy energy. The inequalities motivate a new interpretation of barotropization in weakly damped turbulence. In that limit the barotropic mode dominates the spatial average of kinetic energy density because large values of barotropic density are found throughout the model domain, consistent with the barotropic cascade to large horizontal scales, while baroclinic density is spatially localized